Ref: SCMP/TLE/ENF/200326 The SFC investigates and brings enforcement proceedings in complex and often innovative matters under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal graduates to act as temporary legal executives to help supporting investigations and litigation preparation. You will work with investigators and litigators on a wide range of matters essential to help us investigate and bring proceedings. Requirements : ...

Responsibilities: Perform credit monitoring of securities trading & margin financing business;   Follow up margin call status and take necessary debt recovery procedures; Support credit evaluation and risk assessment on credit application, periodic reviews and requests etc.; Participate in loan administration functions including loan documentation, loan disbursement logistics and repayment monitoring; Prepare annual loan renewal schedules and respective credit checks; More experience will be...

Ref.: SCMP/CLK/ENF/200909   The incumbent will provide a full range of clerical support to the Enforcement Division. Requirements: Form 5 or above. Proficiency in PC applications including MS Word, Excel and Chinese Word Processing. Good interpersonal and communication skills. Good command of Cantonese and English. Knowledge in Putonghua is an advantage. A strong sense of responsibility and a high degree of integrity. Willing to work overtime and able to accommodate flexible working hours.     P...

What we offer: A chance to work on sizable financial deals and transactions, including but not limited to various business projects in both buy-side and sell-side Steep learning curve on sales and marketing, analytics, decision making and business development skill Good coaching will be provided. If you are interested in why and how we do things Be given opportunities to work on tasks that are fun and challenging Professional and excellent career path, including path to type 1,4 and 9 licenses h...

Job Responsibilities: Provide first line application production support to internal users for the equity business, futures trading and operations Perform system operation and administration tasks, include checking and monitor trading systems performance on daily basis Assist in user acceptance test and execute system deployments Work closely with internal users and external vendors to resolve and investigate production system issues, and fulfill system enhancement/bug fix Provide phone or remote...

Ref: SCMP/SADM/HR/CA/200303     As a member of the Human Resources Compensation and Benefits (C&B) Team, you will support team managers in the daily operations and special projects relating to the full spectrum of C&B functions, including annual remuneration review, benefits administration, budget preparation, manpower planning and reporting as well as payroll. To be successful in this role, you should be tertiary educated, majored in human resources management, business studies or a rel...

Job Description: Plan, manage and implement marketing and promotion strategies to drive business growth; Develop digital marketing solution, e.g. website, social media, apps to implement sales and promotion campaigns; Manage, prepare and update corporate marketing materials e.g. brochure, newsletter, product catalogue etc.; Organize corporate and marketing events held in Hong Kong and overseas; Establish and maintain professional relationship with existing and prospective clients; Oversee and co...

Responsibilities: Provide the full range marketing materials and support day-to-day communications in many aspects such as web content, leaflets, presentations, annual report, newsletters etc. as well as website updates and other marketing, media-related materials. Organize events/campaigns, fulfill its program logistics and ensure all appropriate materials and productions are achieved in a timely, creative and cost efficient manner. Be responsible for marketing and communications writing, editi...

Responsibilities: Handle account opening and related procedures; Providing high quality service to our customers and help resolve their queries Create and maintain good relationship with both existing and potential clients; Listening to our customers, understand their needs and offer relevant products, services and solutions Achieving individual performance expectations and development Maintaining appropriate operational risk control and compliance in all activities Participate in other ad-hoc p...

Responsibilities Handle full spectrum of company secretarial duties and statutory compliance matters for the group companies Prepare statutory documents and filings Update and maintain all statutory records Prepare meeting notices, agendas, minutes, announcements, circulars, interim/annual reports and agreement templates etc. Handle head office’s enquiry and reporting requirements and prepare ad hoc reports at the request of management Coordinate with other departments on legal, compliance and c...

University graduates Good interpersonal and communication skills Exposure in banking and finance industry with relevant experience in handling wealth management products Possessed a good client base in Securities, Futures and Options (or high net worth client base) Professional of the same industry are welcomed to join Requirements： Graduates from Mainland China are welcomed Obtained qualifications in examination paper 1, 7 and 8 ( or eligible to apply for SFC license Type 1, Type 2, Type 9 Bene...

Ref.: SCMP/TCLK/IS/INT/200828   The incumbent will provide a full range of clerical and administrative support to the Intermediaries Supervision Department. This includes data entry, filing, performing data analysis with spreadsheets and providing secretarial support to management. Requirements: Form 5 or above A minimum of 2 years relevant experience; experience in secretarial support in the legal, banking or finance fields is preferred Strong organization and coordination skills Attentive to d...

職務:- 一般辦公室清潔(清倒垃圾, 清潔洗手間,茶水間, 吸塵)及其他辦公室雜務 另需執行其他被指派工作   要求:- 沒有學歷要求; 守時, 有責任心,注重清潔衛生, 誠實有禮，工作勤奮及服從工作指示 良好粵語 能即時上班者優先考慮   待遇:- 五天工作 (8:00am -5:00pm) 公眾假期 醫療保險 (包括牙科) 有薪年假   有意者請至電 3103 8363 林小姐洽   私隱政策聲明   本公司所收到的職位申請表只供招聘用途，申請人如在四星期內未獲邀面試，即表示是次申請未獲接納，所有落選者的資料，將於六個月內從本檔案中銷毀 。...

Ref: SCMP/TSADM/HR/CA/200806 As a member of the Human Resources Compensation and Benefits (C&B) Team, you will support team managers in the daily operations and special projects relating to the full spectrum of C&B functions, including payroll and benefits administration, tax reporting, manpower planning and reporting, budget preparation, annual remuneration review as well as human resources shared services.   To be successful in this role, you should be tertiary educated, majored in bus...

Key Responsibilities: Perform and handle full spectrum of compliance duties for Sun International Securities Limited and its affiliated companies Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements and monitor adherence with these policies. Handle regulatory procedures in dealing with external regulatory institutions, e.g. enquiries, licensing matters, notification, annual return and survey as required by the regulators To assist in deve...

Responsibilities:               Perform system administration and management. Assist in server administration and daily maintenance. Monitor and maintenance of desktops, servers, network devices and peripherals               . Perform system maintenance and upgrades. Participate in problem management; assist with regular inspection and maintenance of IT asset management, information systems and equipment. Perform troubleshooting to diagnose and resolve problems (debug, repair, mitigate, replace,...

Ref: SCMP/TLE/ENF/200326 The SFC investigates and brings enforcement proceedings in complex and often innovative matters under the Securities and Futures Ordinance. The litigation it conducts is exciting and challenging. We currently need legal graduates to act as temporary legal executives to help supporting investigations and litigation preparation. You will work with investigators and litigators on a wide range of matters essential to help us investigate and bring proceedings. Requirements : ...

Ref.: SCMP/M/IS/INT/200824       Intermediaries Supervision Department is seeking a high calibre candidate to join as a Manager to support its challenging profile of work. Reporting to the Senior Manager, you will be part of a team to supervise intermediaries with a focus on their business conduct, financial and operational risks. An area of increasing importance for this role will be the supervision of regulated activities related to virtual assets. Other supervisory areas the team regularly co...

RESPONSIBILITIES Supervise vanilla and structured rates flow and proprietary trading business, covering hedging, DCM and cross boarder institutional clients. REQUIREMENTS University graduate or above. Minimum 3 years of IRD or Fixed Income working experience. Excellent knowledge of rates derivatives product suite. Originate, develop & manage new relationships with financial institutions. Proficiency in MS Office applications, including MS Word & Excel, VBA, PowerPoint and Chinese word pr...

Job Responsibilities: Provide first line application production support to internal users for the equity business, futures trading and operations Perform system operation and administration tasks, include checking and monitor trading systems performance on daily basis Assist in user acceptance test and execute system deployments Work closely with internal users and external vendors to resolve and investigate production system issues, and fulfill system enhancement/bug fix Provide phone or remote...