Senior Manager, Distribution Compliance
AXA HONG KONGHong kongUpdate time: October 21,2020
Job Description

Responsibilities:

  • Lead the team to provide sound and practical advice to the business units in business practices related to the distribution function
  • Communicate / train staff and distributors on the regulatory and ethical standards on market conduct
  • Investigate complaints related to market conduct and recommend appropriate disciplinary action
  • Proactively conduct quality assurance review of field sales practices to identify compliance risks and recommend timely risk-mitigating actions
  • Responsible for timely delivery of regulatory projects and compliance advisory

Requirements:

  • University graduate
  • More than 10 years' experience in distribution compliance related to training and communication, investigation, dealings with regulators
  • Sound knowledge of insurance products, compliance processes and regulatory requirements
  • Strong training skills
  • Has confidence and maturity to communicate and deal with agency leaders, management and regulators
  • Strong leader with good people management skills to motivate the team to deliver excellent results
  • Strong learning agility to cope with fast pace working environment

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