Senior Manager, Distribution Compliance
AXA HONG KONGHong kongUpdate time: October 21,2020
Job Description
Responsibilities:
- Lead the team to provide sound and practical advice to the business units in business practices related to the distribution function
- Communicate / train staff and distributors on the regulatory and ethical standards on market conduct
- Investigate complaints related to market conduct and recommend appropriate disciplinary action
- Proactively conduct quality assurance review of field sales practices to identify compliance risks and recommend timely risk-mitigating actions
- Responsible for timely delivery of regulatory projects and compliance advisory
Requirements:
- University graduate
- More than 10 years' experience in distribution compliance related to training and communication, investigation, dealings with regulators
- Sound knowledge of insurance products, compliance processes and regulatory requirements
- Strong training skills
- Has confidence and maturity to communicate and deal with agency leaders, management and regulators
- Strong leader with good people management skills to motivate the team to deliver excellent results
- Strong learning agility to cope with fast pace working environment
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