Senior Associate, Clearing and Operations
China Securities (International) Finance Holding Company LimitedHong KongUpdate time: August 14,2019
Job Description
Job Purpose
  • To ensure the Clearing and Operations are conducted in an efficient and effective manner, and to achieve the highest quality of output and performance in support of the businesses.
  • Key Responsibilities
  • Handle post-trade processing of securities and futures in HK/overseas markets and performing settlement in back office system;
  • Handle the client’s instructions on fund deposit/withdrawal and securities transfer instructions;
  • Perform daily operations in CCASS including SI, ATI, cash prepayments, voting, entitlement options, eIPO / IPO application, etc.;
  • Monitor the operations are processed are in compliance with internal guideline and regulatory requirements;
  • Perform reconciliations to ensure data capture accuracy and completeness, and resolve the discrepancies;
  • Identify and resolve irregular issues, escalate to department head whenever necessary;
  • Handle ad-hoc projects as required.

Requirements
  • Degree holders preferred;
  • In-depth knowledge in back office operations, regulatory requirements and operational risk management;
  • Knowledge of financial products and market practices;
  • Excellent analytical and interpersonal skills;
  • At least 8 years of experience in settlement operation in securities firms or financial Institutions.
  • Hands on experience in the operation of CCASS and DCASS;
  • Familiar with International matching and clearing platforms such as Euroclear/Clearstream, CMU and Omgeo is preferred;
  • Detailed-oriented and sensitive to number;
 

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