Securities Services Department

Responsibilities:

• To preform review and ensure compliance with internal policies/guidelines as well as external regulatory requirements
• To prepare reports to management and other departments for compliance and risk management related issues
• To co-ordinate monthly meeting with relevant parties in relation to risk management and compliance issues
• To assist in developing, updating and reviewing policies, procedures, guidelines from the compliance perspective
• To provide support on product compliance in regard to new product launch and review of marketing materials
• To handle ad hoc tasks assigned by the supervisor

Requirements

• University graduate, preferably in Finance/Risk Management or related disciplines
• Minimum of two years’ experience in internal control or compliance functions of securities or banking industry
• Good understanding of relevant policies, procedures, practices and rules issued by HKMA, SFC, HKEX and other regulatory bodies
• Self-motivated, target oriented and able to work under pressure
• Strong interpersonal and communication skills
• Proficiency in both spoken and written English and Chinese, Putonghua a plus

(Candidates with less working experience will be considered for the position of Risk & Compliance Officer)

Please apply online via the BEA Careers website at https://careers.hkbea.com/psp/hcmprd/EMPLOYEE/HRMS/c/HRS_HRAM.HRS_APP_SCHJOB.GBL?Page=HRS_APP_JBPST&Action=UFOCUS=Applicant&SiteId=1&JobOpeningId=1632&PostingSeq=1 or by clicking the "Apply Now" button below. Kindly note that if you are a new user, you have to first create your User Profile before you can apply.

Personal data provided by job applicants will be used for recruitment purposes only and will be treated in accordance with the Bank's Personal Data Policy, which is available upon request. Applicants who are not invited for interviews within six weeks may consider their applications unsuccessful and the personal data collected will be destroyed after six months.