Legal counsel/compliance officer
达信保险经纪有限公司ShanghaiUpdate time: July 13,2019
Job Description
上海市 浦东新区

  • General contract review as well as exercising sound judgment and discretion in proposing amendments to template agreements, as required, and advising and reviewing confidentiality agreements.

  • Monitor and update development(s) to laws and regulations and any proposed new laws and regulations affecting the operations of the Company including those arising from corporate structures and business models, in order for further evaluation and analysis.

  • Daily monitor CBIRC information system.

  • Support on CBIRC regulatory procedural matters, as well as insurance associations, institutes in the insurance industry.

  • Support on CBIRC reports draft and submission, as well as data report in CBIRC system on monthly basis.

  • Assist to have sanction screening on weekly basis.

  • Facilitate regional office and global office initiatives, requirements and enquires, including coordination of responses, roll-out, training, implementation and monitoring.

  • Update Company agreement templates from time to time in both English and Chinese languages.

  • Provide legal and compliance related training and support to business.

  • Assist in Legal & Compliance efforts for the company

  • Assist in participation and execution of compliance standards in the areas of Compliance policy enforcement, Client First Principles (Professional Standards), Client Service Agreements, Errors & Omissions (E&O), and Learning (HR).

  • Assist in conducting process reviews with members of the local office and/or department compliance network to ensure transparency processes and procedures are effectively implemented and utilized.

  • Assist in interpret regulations/directives and global/regional policies; and develop procedures, policies, processes and training to support the compliance function in conjunction with all internal and external standards and regulations and communicates and executes within the country/practice.

  • Other tasks assigned.


    Miscellaneous:

  • Has a minimum of 3-5 years of working experience, prefer in insurance industry.

  • Holds a legal bachelor’s degree, or equivalent at least, better with master.

  • Operational brokerage experience from advisory, placement or consulting with added credit.

  • Has the ability to work well within a matrix organization.

  • Process improvement training for identification of areas to create greater efficiency; and the ability to drill down to root causes, develop solutions, and lead process change.

  • Aptitude and attitude for Risk & Compliance, ethical behavior and avoiding conflicts of interest demonstrated by personal integrity and accountability.

  • Continued training in Professional Standards and Compliance so as to serve as subject matter expert in area of responsibility.

  • Works collaboratively and collegially with all operational colleagues to be a partner so Risk & Compliance becomes a differentiation in serving our clients and is a competitive advantage for the company.

  • Proficiency English in both oral and written is required


职能类别: 合规主管/专员

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上班地址:上海浦东新区陆家嘴环路1000号恒生银行30楼022室

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