岗位职责：

• Accountable for implementing policies for financial crime compliance （FCC） in HACN including anti-money laundering (“AML”) and counter-terrorist financing (“CTF”) (collectively referred to herein as “AML”), following Global standards plan and schedule.
• Provide advice to RBWM business across HACN on risk associated with prospective business, products and service and design mitigation controls and strategies as appropriate
• Accountable for devising FCC strategy, policy and standards, controls and systems at country level under Group risk management framework and subject to local regulatory requirements.
• Support Head of FCC, HACN to work with relevant contacts in Global Businesses and Global Functions to ensure consistent and effective application of relevant FCC standards, policies and procedures.
• Act as principal point of contact for internal and external stakeholders in relation to AMLrisk (including regulators)
• Participate in and work with relevant industry bodies and groups in relation to AML related initiatives, trends and proposals.
• Stay at the forefront of key regulatory changes to ensure proactive communication with business and implement appropriate Group policy and framework to manage the changes.
• Involved in and responsible for involving risk with potential FCC liability associated with disposals.
• Support the Country AML Office or Country Head of AML in the implementation and ongoing governance of the AML function.
• Prepare analysis to support the setting of the Country AML Plan. Monitor the execution of the Country AML Plan and manage BAU projects for AML (when not led by Change)
• Prepare dispensation and variance logs required for AML Governance, articulating mitigating controls to the relevant stakeholders. For dispensations, track and monitor that action plans are adhered to by LoBs/ Country, in accordance with the terms of the approval.
• On release of policy changes/models etc., support the Country AML office in the execution of document addenda, dispensation, variances, breaches, completion of gap analysis and oversee local implementation
• Support the Country AML Office in the periodic review of policies, procedures and delegated authorities within AML
• Support the Country AML Office in ensuring that the local AML is structured in accordance with the Global AML TOM and adequately resourced
• Ensure local issues are escalated to Regional AML and within the country managed to closure
• Coordinate and manage country level responses and actions for AML Audits, CMT and Assurance reviews, EWRA etc, tracking progress of AML owned corrective actions at country level.
• Support preparation for monitor requests, regulatory visits and other senior management reporting requirements
• Perform ongoing analysis of the Country AML MI to provide a strategic appraisal of emerging trends, issues. Assist and support analysis and research work (where required) on emerging risk trends. Work with Country/Regional MI & DG to provide AML risk data input to recurrent and ad-hoc communications, reports and frameworks for the AML function and other interested parties

• Assist in the preparation of the Country AML ExCo pack • Assist and support drafting of the Country MLRO report.

• Work with the CRAO, CAMLO and RAMLO in establishing and monitoring the AML Budget and Blueprint, at the direction of the Country Head of AML.

任职要求：

• Experience of working in large and global banks, ideally in a Compliance role
• Proficient knowledge of FCC/AML regulations and guidance. Good understanding of international AML regulatory regime.
• Strong oral and written communication; fluent English ability, both oral and in written. Proficient in Microsoft Office
• Working experience in the banking industry over 8 years, AML working experience over 5 years is referred;
• Good project based skills and experience. Good analytical, lateral thinking skills, with ability to identify links between programmes of work.
• Proven/Excellent leadership skills/ability to matrix management.
• Ability to lead change, contributing to joining up with the other teams in Risk and Business at Country level
• Excellent communicator with strong inter-personal and influencing skills. Personable and able to build excellent rapport within team.
• Ability to identify key issues and multi-task under tight deadlines Lateral thinker with an ability to interpret and solve complex issues.

上班地址：上海市陆家嘴环路1000号恒生银行大厦34楼