Job Responsibilities: 

• Effective and timely management of daily surveillance alerts and reports generated in SMARTS system for equities and derivatives products 
• Carry out investigation resulting from surveillance alerts and/or dealing referrals of suspicious behavior
• Assist the monitoring of the large open position of HKEX derivatives products and related follow-up actions
• Participate in market surveillance projects (e.g. surveillance system enhancement) and special projects owned by other divisions
• Communicate and interact with exchange participants, regulators, external vendors and other internal teams within area of responsibility

Job Requirements:

• University degree in Engineering, Computer Sciences, Finance, Business Administration or related disciplines. 
• Work independently to make certain decisions and be flexible to take on new responsibility or challenge
• Able to multitask, prioritize and meet deadlines
• Strong analytical skills to handle large data set (e.g. trading records) with strong attention to details.
• Knowledge of programming skill (e.g. VBA) and BI tools (e.g. Tableau) is an advantage 
• Exposure to a wide variety of financial instrument types, including equities, fixed income, rates and currencies
• Good collaboration skills on dealing with other departments, especially with IT or front office
• Previous Front Office role, Risk Management, Front Office IT or Middle Office with knowledge from front to back trade processing flows and systems would be advantageous
• Experience in using surveillance strategy or various surveillance exception reporting platforms (e.g. SMARTS) is an advantage
• Good command of written and spoken English and Chinese, solid communication and presentation skills

Applicants who do not hear from us within 6 weeks may consider their applications unsuccessful.  Personal data provided will only be used for the purpose of employment application to HKEX